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Enforced Self - Regulation Appunti scolastici Premium

Materiale didattico per il corso di Theories of Regulation della prof.ssa Laura Ammannati. Trattasi della presentazione di Anna Binda riguardante il concetto di "Enforced Self - Regulation", i modelli di Partial Enforced Self - Regulation e l'analisi dei loro punti critici.

Esame di Theories of Regulation docente Prof. L. Ammannati

Anteprima

ESTRATTO DOCUMENTO

STRENGHTS OF THE ENFORCED

SELF-REGULATION MODEL

Adaptability

 Particularist Rules can be tinkered easily

 No precedent to consider

 Greater Coverage

 More commitment

 Cost Saving

 Internals more effective than inspectors

 7

MANIFESTATIONS OF ENFORCED SELF

REGULATION

Civil Aviation Safety : the rules are tailor-made for

 the particular flight (no universal rule!)

Violations of rules are punishable by law

Mining (Federal Mine Safety and Health Act of

 1977)

Roof Control (Vanhoose Coal Company Case, 1979)

• 8

1978, Food and Drug Adm. imposed Good Laboratory

 

pharmaceutical companies

Practices rules on QAU-

Quality Assurance Unit

It was designed to shift the financial burden of regulation from

• government to the companies

It tries to prevent underlings from filtering bad news before it

• reaches responsible ears

Disadvantage: Effectiveness would be undermine

• 9

The routine reports of internal compliance groups would not be

 available to regulatory agencies

When the compliance group discovered a violation of law, and

 management decided to continue the violation or to ignore the

recommendation, this fact would be put before the agency

Unrectified Violations which were kept secret, would not be

 immune from government prosecution

The retention of a limited direct

government inspection capacity is

important to keep internal

compliance groups on their toes 10

WEAKNESS 11

WEAKNESS

Enforce a rule costs more than writing it,

 Cooptation,

 Delay and Paperwork from getting New Companies Rules Approval,

 Western Jurisprudence might not be able to accomodate Privately Written

 Rules being accorded the Status of Publicy Enforceable Laws,

Particularism might weaken the Moral Force of Law,

 Risk to evade the law,

 Effectiveness and Indipendency.

 12


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AUTORE

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DETTAGLI
Corso di laurea: Corso di laurea magistrale in economics and political science
SSD:
Università: Milano - Unimi
A.A.: 2011-2012

I contenuti di questa pagina costituiscono rielaborazioni personali del Publisher Atreyu di informazioni apprese con la frequenza delle lezioni di Theories of Regulation e studio autonomo di eventuali libri di riferimento in preparazione dell'esame finale o della tesi. Non devono intendersi come materiale ufficiale dell'università Milano - Unimi o del prof Ammannati Laura.

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